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original document ·
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unofficial consolidation, the official version is held by the municipal clerk.
Title: Strategic Asset Management Policy
Number: GP-02-001
Type: Policy
Effective Date: 2019-06-24
Last Review Date: 2024-06-30
Approval: Council
Review Frequency: 5 Years
Applies to: All Employees
Required by: Ontario Regulation 588/17
1. Purpose:
The purpose of this policy is to provide leadership in and commitment to the
development and implementation of the Township's asset management program. It
is intended to guide the consistent use of asset management across the
organization, to facilitate logical and evidence-based decision-making for the
management of municipal infrastructure assets and to support the delivery of
sustainable community services now and in the future.
By using sound asset management practices, the Township will work to ensure that
all municipal infrastructure assets meet expected performance levels and continue
to provide desired service levels in the most efficient, reasonable and effective
manner. Linking service outcomes to infrastructure investment decisions will assist
the Township in focusing on service, rather than budget driven asset management
approaches.
2. Scope:
Township of Southwold
General
Policy and Procedure Manual
GP-02-001 Strategic Asset Management Policy
Page 2 of 8
This policy applies to all members of the townships organization and all assets identified
in the Township Asset Management Plans.
3. Vision:
The Township's vision is to proactively manage its assets to best serve the Township's
objectives, including:
- Prioritizing the need for existing and future assets to effectively deliver services,
- Supporting sustainability and economic development, and
- Maintaining prudent financial planning and decision making.
4. Definitions:
Asset management plan (AMP) - documented information that specifies the activities,
resources, and timescales required for an individual asset, or a grouping of assets, to
achieve the organization's asset management objectives (ISO 55000). O. Reg. 588/17,
sets out various deadlines and objectives for municipal asset management plans. Plans
will be required to include the current levels of service being provided; the current
performance of each asset category; a summary of assets in each asset category, their
replacement cost, average age, condition information, and condition assessment
protocols; lifecycle activities required to maintain current levels of service; discussion of
population and economic forecasts; and documentation of processes to make
inventory- and condition-related background information available to the public.
Capitalization threshold - the value of a municipal infrastructure asset at or above
which a Town will capitalize the value of it and below which it will expense the value of it.
Level of service - parameters, or combination of parameters, which reflect social,
political, environmental and economic outcomes that the organization delivers.
Parameters can include, but are not necessarily limited to, safety, customer satisfaction,
quality, quantity, capacity, reliability, responsiveness, environmental acceptability, cost,
and availability (ISO 55000).
5. Strategic Alignment:
Township of Southwold's vision for a vibrant, safe, and growing rural community
recognized for its high quality of life and economic opportunity requires alignment of
the many initiatives underway in our organization at any given time in order for it to be
GP-02-001 Strategic Asset Management Policy
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achieved. This alignment is necessary to properly consider whether the level of service
provided by our existing and planned assets is congruent and supports our vision.
Asset management planning therefore will not occur in isolation from other municipal
goals, plans and policies. Rather, an integrated approach will be followed to successfully
develop practical asset management plans that align with the overarching
accountabilities and aspirations of our community. The elements of our asset
management planning approach keep us mindful of the goals described in our Strategic
Plan, respect our borrowing policy and leverage our existing Community Plans, Master
Plans and Financial Plans. These plans were designed to meet the legislative
requirements and work together to achieve the Township's mission of providing
innovation and excellence in service delivery.
All of the Township's plans rely to some extent on the physical assets owned by
Township of Southwold and the commitment of Council and staff to ensure their
strategic use. This includes the long-term maintenance, repair, and replacement of
existing assets along with the acquisition of new assets to meet the evolving needs of
the Township.
6. Stakeholder Engagement
The Township recognizes the residents, businesses, institutions as stakeholders and
neighboring municipal bodies, provincial agencies, and regulated utilities partners in
service delivery.
Accordingly, the Township will foster informed dialogue with these parties using the
best available information and engage with them by:
- Providing opportunities for residents and other stakeholders served by the
Township to provide input into the budget process and asset management
planning; and
- Coordinating asset management planning with other infrastructure asset owning
agencies such as municipal bodies and regulated utilities.
7. Guiding Principles
The Infrastructure for Jobs and Prosperity Act, 2015 sets out principles to guide asset
management planning in municipalities in Ontario. The Township of Southwold will
strive to incorporate the following principles whenever possible into the day to day
operation of the Township:
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Forward looking: The Township shall take a long-term view while considering
demographic and economic trends in the region.
Budgeting and planning: The Township shall take into account any applicable budgets
or fiscal plans, including those adopted through Ontario legislation.
Prioritizing: The Township shall clearly identify infrastructure priorities which will drive
investment decisions.
Economic development: The Township shall promote economic competitiveness,
productivity, job creation, and training opportunities.
Transparency: The Township shall be evidence-based and transparent, basing decision
on publicly shared information and make info available to the public.
Consistency: The Township shall ensure the continued provision of core public services,
such as health care and education.
Environmentally conscious: The Township shall minimize the impact of infrastructure on
the environment by: 1. Respecting and helping maintain ecological and biological
diversity, 2. Augmenting resilience to the effects of climate change, and 3. Endeavoring
to make use of acceptable recycled aggregates.
Health and safety: The Township shall ensure that the health and safety of workers
involved in the construction and maintenance of infrastructure assets is protected.
Community focused: The Township shall promote community benefits, being the
supplementary social and economic benefits arising from an infrastructure project that
are intended to improve the well-being of a community affected by the project, such as:
- Local job creation and training opportunities (including for apprentices, within
the meaning of section 9 of the Infrastructure for Jobs and Prosperity Act, 2015)
- Improvement of public space within the community, and
- Promoting accessibility for persons with disabilities.
Innovation: The Township shall create opportunities to make use of innovative
technologies, services, and practices, particularly where doing so would utilize
technology, techniques, and practices developed in Ontario.
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Integration: The Township shall, where relevant and appropriate, be mindful and
consider the principles and content of non-binding provincial or municipal plans and
strategies established under an Act or otherwise, in planning and making decisions
surrounding the infrastructure that supports them.
8. Community Planning
Asset management planning will be aligned with the Township's Official Plan and other
Master Plan documents. The Asset Management Plan will reflect how the community is
projected to change with respect to development. The Township will achieve this by
consulting with those responsible for managing the services to analyze the future costs
and viability of projected changes. The combination of lifecycle analysis and financial
sustainability principles will be the driver in the selection of community development or
redevelopment that requires new assets, or existing asset enhancements. Methods,
assumptions, and data used in the selection of projected changes should be
documented to support the recommendations in the Asset Management Plan.
Cross-referencing the Township's Official Plan and the Asset Management Plan will
ensure that development occurs within the Township`s means through an
understanding of current and future asset needs.
9. Climate Change
Climate change will be considered as part of the Township's risk management approach
embedded in local asset management planning methods. This approach will balance the
potential cost of vulnerabilities to climate change impact and other risks with the cost
of reducing these vulnerabilities. Bolstering resilience to climate change includes
adapting to opportunities to manage vulnerabilities, anticipating possible costs to
support contingency funds, and disaster planning to allow for business continuity. These
actions will be taken in addition to acquiring or modifying assets based on greenhouse
gas reduction targets. The Township will continue to work with the Region to support
climate change mitigation and adaptation.
10. Scope and Capitalization Thresholds
This policy applies to all assets owned by the Township whose role in service delivery
requires deliberate management by the Township. The Township will use a service-
based (qualitative) perspective when applying this policy to municipal assets, rather
than a monetary value (quantitative). The service-focus intent of this policy
differentiates its requirements for identifying assets from the capitalization thresholds
that are developed for the purposes of financial reporting. For this reason, the
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capitalization threshold developed for financial reporting will not be the guide in
selecting the assets covered by the asset management planning process.
11. Financial Planning and Budgeting
The Township will integrate asset management planning into the annual capital budget,
operating budget, and its long-term financial plans. The asset management plan will be
used as a resource in order to:
- Identify all potential revenues and costs (including operating, maintenance,
replacement and decommissioning) associated with forthcoming infrastructure
asset decisions;
- Evaluate the validity and need of each significant new capital asset, including
considering the impact on future operating costs; and incorporate new revenue
tools and alternative funding strategies where possible.
The department level budget submission prepared by each Director will be reviewed
and evaluated by the CAO and Treasurer in the preparation of the Township`s annual
budget. CAO and Directors will reference the asset management plan for their
departments in order to look up forecasted spending needs identified in the plan, verify
progress made on the plan to identify potential gaps, and prioritize spending needs,
across the gap identified in the plan and recent developments, for the year to be
budgeted for. The Treasurer will be involved in the asset management planning process
to coordinate the information from the CAO and Directors in the preparation of the
budget submission.
For the purposes of managing water and wastewater assets, the water and wastewater
financial plans will be used as a basis for establishing user fees, and master plans will be
referenced in order to ensure alignment with the budgeting process.
12. Governance and Continuous Improvement
The policy requires the commitment of key stakeholders within the Township's
organization to ensure the policy guides the development of a clear plan that can be
implemented, reviewed and updated.
The Council is entrusted with the responsibility of overseeing, on behalf of citizens, a
large range of services provided through a diverse portfolio of assets. Council, having
stewardship responsibility, is the final decision maker on all matters related to asset
management in the Township. The Council and Managers are committed to the success
of asset management planning.
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13. Roles and Responsibilities
Council:
Approve by resolution, the asset management plan and its updates every five years;
Conduct annual reviews of the management plan implementation progress on or before
July 1st of every year, that includes:
- Progress on ongoing efforts to implement the asset management plans;
- Consideration of the Strategic Asset Management Policy;
- Any factors affecting the ability of the Township to implement its asset
management plans;
- Consultation with senior management;
- A strategy to address these factors including the adoption of appropriate
practices; and
- Support ongoing efforts to continuously improve and implement the asset
management plans.
CAO/Clerk
Will oversee development and implementation of this policy and ensure regular reviews
and necessary updates are completed.
Director of Corporate Services/Treasurer:
Maintain compliance with the asset management policy and provincial asset
management regulations.
Directors:
Oversee asset management planning activities that fall within their service area and in
support of others.
Revision History:
Version
Effective Date
Revision Notes
GP-02-001 Strategic Asset Management Policy
Page 8 of 8
01
2019-06-27
Original Policy
02
2024-06-30
5 Year Review and Update
Related Policies: